EQube’s Public Finance Engagement (PFE) solution was created with the notion of providing a platform to assist firms to capture investor assurance while maintaining market integrity and increasing efficiency.
The PFE module:
- Provides a centralized and cost-effective solution for compliance officers & underwriters.
- Enables underwriters to maintain user information & meet due diligence obligations.
- Provides ability to acknowledge issuer’s financial disclosures via a user-friendly, paperless interface.
- Addresses MSRB Rule G-17, SEC Rule 15c 2-12, and other regulatory requirements.
If keeping track of all the various aspects of public finance dealings is somewhat of a challenge for your team and you want to increase efficiency, then Receive the PFE brochure today!