Fixed Income: New Public Finance Engagement Solution by EQube

Posted: September 5, 2017

EQube’s Public Finance Engagement (PFE) solution was created with the notion of providing a platform to assist firms to capture investor assurance, while maintaining market integrity and increasing efficiency. The PFE module provides a centralized, cost effective solution which enables underwriters to maintain user information, meet due diligence obligations and acknowledge issuer’s financial disclosures via a user friendly, paperless interface.

PFE addresses MSRB Rule G-17, SEC Rule 15c 2-12, and other regulatory requirements.

Visit www.dbcominc.com/eqube 

Contact sales@dbcomsys.com to request a brochure.

Related Articles

http://www.msrb.org/msrb1/pdfs/SECRule15c2-12.pdf

http://www.msrb.org/Rules-and-Interpretations/MSRB-Rules/General/Rule-G-17.aspx?tab=2

http://www.msrb.org/Market-Transparency/Political-Contributions.aspx

Advertisements

Comments are closed.

Powered by WordPress.com.

Up ↑

%d bloggers like this: