Posted: September 5, 2017
EQube’s Public Finance Engagement (PFE) solution was created with the notion of providing a platform to assist firms to capture investor assurance, while maintaining market integrity and increasing efficiency. The PFE module provides a centralized, cost effective solution which enables underwriters to maintain user information, meet due diligence obligations and acknowledge issuer’s financial disclosures via a user friendly, paperless interface.
PFE addresses MSRB Rule G-17, SEC Rule 15c 2-12, and other regulatory requirements.
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